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John Stuart Mill (1806–1873). On
Liberty. 1869. |
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| THE
PRINCIPLES asserted in these
pages must be more generally admitted as the basis
for discussion of details, before a consistent
application of them to all the various departments
of government and morals can be attempted with any
prospect of advantage. The few observations I
propose to make on questions of detail, are designed
to illustrate the principles, rather than to follow
them out to their consequences. I offer, not so much
applications, as specimens of application; which may
serve to bring into greater clearness the meaning
and limits of the two maxims which together form the
entire doctrine of this Essay, and to assist the
judgment in holding the balance between them, in the
cases where it appears doubtful which of them is
applicable to the case. |
1 |
| The maxims are, first, that the
individual is not accountable to society for his
actions, in so far as these concern the interests of
no person but himself. Advice, instruction,
persuasion, and avoidance by other people if thought
necessary by them for their own good, are the only
measures by which society can justifiably express
its dislike or disapprobation of his conduct.
Secondly, that for such actions as are prejudicial
to the interests of others, the individual is
accountable, and may be subjected either to social
or to legal punishment, if society is of opinion
that the one or the other is requisite for its
protection. |
2 |
| In the first place, it must by
no means be supposed, because damage, or probability
of damage, to the interests of others, can alone
justify the interference of society, that therefore
it always does justify such interference. In many
cases, an individual, in pursuing a legitimate
object, necessarily and therefore legitimately
causes pain or loss to others, or intercepts a good
which they had a reasonable hope of obtaining. Such
oppositions of interest between individuals often
arise from bad social institutions, but are
unavoidable while those institutions last; and some
would be unavoidable under any institutions. Whoever
succeeds in an overcrowded profession, or in a
competitive examination; whoever is preferred to
another in any contest for an object which both
desire, reaps benefit from the loss of others, from
their wasted exertion and their disappointment. But
it is, by common admission, better for the general
interest of mankind, that persons should pursue
their objects undeterred by this sort of
consequences. In other words, society admits no
right, either legal or moral, in the disappointed
competitors, to immunity from this kind of
suffering; and feels called on to interfere, only
when means of success have been employed which it is
contrary to the general interest to permit—namely,
fraud or treachery, and force. |
3 |
| Again, trade is a social act.
Whoever undertakes to sell any description of goods
to the public, does what affects the interest of
other persons, and of society in general; and thus
his conduct, in principle, comes within the
jurisdiction of society: accordingly, it was once
held to be the duty of governments, in all cases
which were considered of importance, to fix prices,
and regulate the processes of manufacture. But it is
now recognised, though not till after a long
struggle, that both the cheapness and the good
quality of commodities are most effectually provided
for by leaving the producers and sellers perfectly
free, under the sole check of equal freedom to the
buyers for supplying themselves elsewhere. This is
the so-called doctrine of Free Trade, which rests on
grounds different from, though equally solid with,
the principle of individual liberty asserted in this
Essay. Restrictions on trade, or on production for
purposes of trade, are indeed restraints; and all
restraint, quâ restraint, is an evil: but the
restraints in question affect only that part of
conduct which society is competent to restrain, and
are wrong solely because they do not really produce
the results which it is desired to produce by them.
As the principle of individual liberty is not
involved in the doctrine of Free Trade, so neither
is it in most of the questions which arise
respecting the limits of that doctrine; as for
example, what amount of public control is admissible
for the prevention of fraud by adulteration; how far
sanitary precautions, or arrangements to protect
workpeople employed in dangerous occupations, should
be enforced on employers. Such questions involve
considerations of liberty, only in so far as leaving
people to themselves is always better, cæteris
paribus, than controlling them: but that they
may be legitimately controlled for these ends, is in
principle undeniable. On the other hand, there are
questions relating to interference with trade, which
are essentially questions of liberty; such as the
Maine Law, already touched upon; the prohibition of
the importation of opium into China; the restriction
of the sale of poisons; all cases, in short, where
the object of the interference is to make it
impossible or difficult to obtain a particular
commodity. These interferences are objectionable,
not as infringements on the liberty of the producer
or seller, but on that of the buyer. |
4 |
| One of these examples, that of
the sale of poisons, opens a new question; the
proper limits of what may be called the functions of
police; how far liberty may legitimately be invaded
for the prevention of crime, or of accident. It is
one of the undisputed functions of government to
take precautions against crime before it has been
committed, as well as to detect and punish it
afterwards. The preventive function of government,
however, is far more liable to be abused, to the
prejudice of liberty, than the punitory function;
for there is hardly any part of the legitimate
freedom of action of a human being which would not
admit of being represented, and fairly too, as
increasing the facilities for some form or other of
delinquency. Nevertheless, if a public authority, or
even a private person, sees any one evidently
preparing to commit a crime, they are not bound to
look on inactive until the crime is committed, but
may interfere to prevent it. If poisons were never
bought or used for any purpose except the commission
of murder, it would be right to prohibit their
manufacture and sale. They may, however, be wanted
not only for innocent but for useful purposes, and
restrictions cannot be imposed in the one case
without operating in the other. Again, it is a
proper office of public authority to guard against
accidents. If either a public officer or any one
else saw a person attempting to cross a bridge which
had been ascertained to be unsafe, and there were no
time to warn him of his danger, they might seize him
and turn him back, without any real infringement of
his liberty; for liberty consists in doing what one
desires, and he does not desire to fall into the
river. Nevertheless, when there is not a certainty,
but only a danger of mischief, no one but the person
himself can judge of the sufficiency of the motive
which may prompt him to incur the risk: in this
case, therefore, (unless he is a child, or
delirious, or in some state of excitement or
absorption incompatible with the full use of the
reflecting faculty) he ought, I conceive, to be only
warned of the danger; not forcibly prevented from
exposing himself to it. Similar considerations,
applied to such a question as the sale of poisons,
may enable us to decide which among the possible
modes of regulation are or are not contrary to
principle. Such a precaution, for example, as that
of labelling the drug with some word expressive of
its dangerous character, may be enforced without
violation of liberty: the buyer cannot wish not to
know that the thing he possesses has poisonous
qualities. But to require in all cases the
certificate of a medical practitioner, would make it
sometimes impossible, always expensive, to obtain
the article for legitimate uses. The only mode
apparent to me, in which difficulties may be thrown
in the way of crime committed through this means,
without any infringement, worth taking into account,
upon the liberty of those who desire the poisonous
substance for other purposes, consists in providing
what, in the apt language of Bentham, is called
"preappointed evidence." This provision is familiar
to every one in the case of contracts. It is usual
and right that the law, when a contract is entered
into, should require as the condition of its
enforcing performance, that certain formalities
should be observed, such as signatures, attestation
of witnesses, and the like, in order that in case of
subsequent dispute, there may be evidence to prove
that the contract was really entered into, and that
there was nothing in the circumstances to render it
legally invalid: the effect being, to throw great
obstacles in the way of fictitious contracts, or
contracts made in circumstances which, if known,
would destroy their validity. Precautions of a
similar nature might be enforced in the sale of
articles adapted to be instruments of crime. The
seller, for example, might be required to enter in a
register the exact time of the transaction, the name
and address of the buyer, the precise quality and
quantity sold; to ask the purpose for which it was
wanted, and record the answer he received. When
there was no medical prescription, the presence of
some third person might be required, to bring home
the fact to the purchaser, in case there should
afterwards be reason to believe that the article had
been applied to criminal purposes. Such regulations
would in general be no material impediment to
obtaining the article, but a very considerable one
to making an improper use of it without detection. |
5 |
| The right inherent in society,
to ward off crimes against itself by antecedent
precautions, suggests the obvious limitations to the
maxim, that purely self-regarding misconduct cannot
properly be meddled with in the way of prevention or
punishment. Drunkenness, for example, in ordinary
cases, is not a fit subject for legislative
interference; but I should deem it perfectly
legitimate that a person, who had once been
convicted of any act of violence to others under the
influence of drink, should be placed under a special
legal restriction, personal to himself; that if he
were afterwards found drunk, he should be liable to
a penalty, and that if when in that state he
committed another offence, the punishment to which
he would be liable for that other offence should be
increased in severity. The making himself drunk, in
a person whom drunkenness excites to do harm to
others, is a crime against others. So, again,
idleness, except in a person receiving support from
the public, or except when it constitutes a breach
of contract, cannot without tyranny be made a
subject of legal punishment; but if, either from
idleness or from any other avoidable cause, a man
fails to perform his legal duties to others, as for
instance to support his children, it is no tyranny
to force him to fulfil that obligation, by
compulsory labor, if no other means are available. |
6 |
| Again, there are many acts
which, being directly injurious only to the agents
themselves, ought not to be legally interdicted, but
which, if done publicly, are a violation of good
manners, and coming thus within the category of
offences against others, may rightfully be
prohibited. Of this kind are offences against
decency; on which it is unnecessary to dwell, the
rather as they are only connected indirectly with
our subject, the objection to publicity being
equally strong in the case of many actions not in
themselves condemnable, nor supposed to be so. |
7 |
| There is another question to
which an answer must be found, consistent with the
principles which have been laid down. In cases of
personal conduct supposed to be blameable, but which
respect for liberty precludes society from
preventing or punishing, because the evil directly
resulting falls wholly on the agent; what the agent
is free to do, ought other persons to be equally
free to counsel or instigate? This question is not
free from difficulty. The case of a person who
solicits another to do an act, is not strictly a
case of self-regarding conduct. To give advice or
offer inducements to any one, is a social act, and
may, therefore, like actions in general which affect
others, be supposed amenable to social control. But
a little reflection corrects the first impression,
by showing that if the case is not strictly within
the definition of individual liberty, yet the
reasons on which the principle of individual liberty
is grounded, are applicable to it. If people must be
allowed, in whatever concerns only themselves, to
act as seems best to themselves at their own peril,
they must equally be free to consult with one
another about what is fit to be so done; to exchange
opinions, and give and receive suggestions. Whatever
it is permitted to do, it must be permitted to
advise to do. The question is doubtful, only when
the instigator derives a personal benefit from his
advice; when he makes it his occupation, for
subsistence or pecuniary gain, to promote what
society and the State consider to be an evil. Then,
indeed, a new element of complication is introduced;
namely, the existence of classes of persons with an
interest opposed to what is considered as the public
weal, and whose mode of living is grounded on the
counteraction of it. Ought this to be interfered
with, or not? Fornication, for example, must be
tolerated, and so must gambling; but should a person
be free to be a pimp, or to keep a gambling-house?
The case is one of those which lie on the exact
boundary line between two principles, and it is not
at once apparent to which of the two it properly
belongs. There are arguments on both sides. On the
side of toleration it may be said, that the fact of
following anything as an occupation, and living or
profiting by the practice of it, cannot make that
criminal which would otherwise be admissible; that
the act should either be consistently permitted or
consistently prohibited; that if the principles
which we have hitherto defended are true, society
has no business, as society, to decide
anything to be wrong which concerns only the
individual; that it cannot go beyond dissuasion, and
that one person should be as free to persuade, as
another to dissuade. In opposition to this it may be
contended, that although the public, or the State,
are not warranted in authoritatively deciding, for
purposes of repression or punishment, that such or
such conduct affecting only the interests of the
individual is good or bad, they are fully justified
in assuming, if they regard it as bad, that its
being so or not is at least a disputable question:
That, this being supposed, they cannot be acting
wrongly in endeavouring to exclude the influence of
solicitations which are not disinterested, of
instigators who cannot possibly be impartial—who
have a direct personal interest on one side, and
that side the one which the State believes to be
wrong, and who confessedly promote it for personal
objects only. There can surely, it may be urged, be
nothing lost, no sacrifice of good, by so ordering
matters that persons shall make their election,
either wisely or foolishly, on their own prompting,
as free as possible from the arts of persons who
stimulate their inclinations for interested purposes
of their own. Thus (it may be said) though the
statutes respecting unlawful games are utterly
indefensible—though all persons should be free to
gamble in their own or each other's houses, or in
any place of meeting established by their own
subscriptions, and open only to the members and
their visitors—yet public gambling-houses should not
be permitted. It is true that the prohibition is
never effectual, and that, whatever amount of
tyrannical power may be given to the police,
gambling-houses can always be maintained under other
pretences; but they may be compelled to conduct
their operations with a certain degree of secrecy
and mystery, so that nobody knows anything about
them but those who seek them; and more than this,
society ought not to aim at. There is considerable
force in these arguments. I will not venture to
decide whether they are sufficient to justify the
moral anomaly of punishing the accessary, when the
principal is (and must be) allowed to go free; of
fining or imprisoning the procurer, but not the
fornicator, the gambling-house keeper, but not the
gambler. Still less ought the common operations of
buying and selling to be interfered with on
analogous grounds. Almost every article which is
bought and sold may be used in excess, and the
sellers have a pecuniary interest in encouraging
that excess; but no argument can be founded on this,
in favour, for instance, of the Maine Law; because
the class of dealers in strong drinks, though
interested in their abuse, are indispensably
required for the sake of their legitimate use. The
interest, however, of these dealers in promoting
intemperance is a real evil, and justifies the State
in imposing restrictions and requiring guarantees
which, but for that justification, would be
infringements of legitimate liberty. |
8 |
| A further question is, whether
the State, while it permits, should nevertheless
indirectly discourage conduct which it deems
contrary to the best interests of the agent;
whether, for example, it should take measures to
render the means of drunkenness more costly, or add
to the difficulty of procuring them by limiting the
number of the places of sale. On this as on most
other practical questions, many distinctions require
to be made. To tax stimulants for the sole purpose
of making them more difficult to be obtained, is a
measure differing only in degree from their entire
prohibition; and would be justifiable only if that
were justifiable. Every increase of cost is a
prohibition, to those whose means do not come up to
the augmented price; and to those who do, it is a
penalty laid on them for gratifying a particular
taste. Their choice of pleasures, and their mode of
expending their income, after satisfying their legal
and moral obligations to the State and to
individuals, are their own concern, and must rest
with their own judgment. These considerations may
seem at first sight to condemn the selection of
stimulants as special subjects of taxation for
purposes of revenue. But it must be remembered that
taxation for fiscal purposes is absolutely
inevitable; that in most countries it is necessary
that a considerable part of that taxation should be
indirect; that the State, therefore, cannot help
imposing penalties, which to some persons may be
prohibitory, on the use of some articles of
consumption. It is hence the duty of the State to
consider, in the imposition of taxes, what
commodities the consumers can best spare; and à
fortiori, to select in preference those of which
it deems the use, beyond a very moderate quantity,
to be positively injurious. Taxation, therefore, of
stimulants, up to the point which produces the
largest amount of revenue (supposing that the State
needs all the revenue which it yields) is not only
admissible, but to be approved of. |
9 |
| The question of making the sale
of these commodities a more or less exclusive
privilege, must be answered differently, according
to the purposes to which the restriction is intended
to be subservient. All places of public resort
require the restraint of a police, and places of
this kind peculiarly, because offences against
society are especially apt to originate there. It
is, therefore, fit to confine the power of selling
these commodities (at least for consumption on the
spot) to persons of known or vouched-for
respectability of conduct; to make such regulations
respecting hours of opening and closing as may be
requisite for public surveillance, and to withdraw
the license if breaches of the peace repeatedly take
place through the connivance or incapacity of the
keeper of the house, or if it becomes a rendezvous
for concocting and preparing offences against the
law. Any further restriction I do not conceive to
be, in principle, justifiable. The limitation in
number, for instance, of beer and spirit houses, for
the express purpose of rendering them more difficult
of access, and diminishing the occasions of
temptation, not only exposes all to an inconvenience
because there are some by whom the facility would be
abused, but is suited only to a state of society in
which the labouring classes are avowedly treated as
children or savages, and placed under an education
of restraint, to fit them for future admission to
the privileges of freedom. This is not the principle
on which the labouring classes are professedly
governed in any free country; and no person who sets
due value on freedom will give his adhesion to their
being so governed, unless after all efforts have
been exhausted to educate them for freedom and
govern them as freemen, and it has been definitively
proved that they can only be governed as children.
The bare statement of the alternative shows the
absurdity of supposing that such efforts have been
made in any case which needs be considered here. It
is only because the institutions of this country are
a mass of inconsistencies, that things find
admittance into our practice which belong to the
system of despotic, or what is called paternal,
government, while the general freedom of our
institutions precludes the exercise of the amount of
control necessary to render the restraint of any
real efficacy as a moral education. |
10 |
| It was pointed out in an early
part of this Essay, that the liberty of the
individual, in things wherein the individual is
alone concerned, implies a corresponding liberty in
any number of individuals to regulate by mutual
agreement such things as regard them jointly, and
regard no persons but themselves. This question
presents no difficulty, so long as the will of all
the persons implicated remains unaltered; but since
that will may change, it is often necessary, even in
things in which they alone are concerned, that they
should enter into engagements with one another; and
when they do, it is fit, as a general rule, that
those engagements should be kept. Yet, in the laws,
probably, of every country, this general rule has
some exceptions. Not only persons are not held to
engagements which violate the rights of third
parties, but it is sometimes considered a sufficient
reason for releasing them from an engagement, that
it is injurious to themselves. In this and most
other civilized countries, for example, an
engagement by which a person should sell himself, or
allow himself to be sold, as a slave, would be null
and void; neither enforced by law nor by opinion.
The ground for thus limiting his power of
voluntarily disposing of his own lot in life, is
apparent, and is very clearly seen in this extreme
case. The reason for not interfering, unless for the
sake of others, with a person's voluntary acts, is
consideration for his liberty. His voluntary choice
is evidence that what he so chooses is desirable, or
at the least endurable, to him, and his good is on
the whole best provided for by allowing him to take
his own means of pursuing it. But by selling himself
for a slave, he abdicates his liberty; he foregoes
any future use of it beyond that single act. He
therefore defeats, in his own case, the very purpose
which is the justification of allowing him to
dispose of himself. He is no longer free; but is
thenceforth in a position which has no longer the
presumption in its favour, that would be afforded by
his voluntarily remaining in it. The principle of
freedom cannot require that he should be free not to
be free. It is not freedom, to be allowed to
alienate his freedom. These reasons, the force of
which is so conspicuous in this peculiar case, are
evidently of far wider application; yet a limit is
everywhere set to them by the necessities of life,
which continually require, not indeed that we should
resign our freedom, but that we should consent to
this and the other limitation of it. The principle,
however, which demands uncontrolled freedom of
action in all that concerns only the agents
themselves, requires that those who have become
bound to one another, in things which concern no
third party, should be able to release one another
from the engagement: and even without such voluntary
release, there are perhaps no contracts or
engagements, except those that relate to money or
money's worth, of which one can venture to say that
there ought to be no liberty whatever of
retractation. Baron Wilhelm von Humboldt, in the
excellent essay from which I have already quoted,
states it as his conviction, that engagements which
involve personal relations or services, should never
be legally binding beyond a limited duration of
time; and that the most important of these
engagements, marriage, having the peculiarity that
its objects are frustrated unless the feelings of
both the parties are in harmony with it, should
require nothing more than the declared will of
either party to dissolve it. This subject is too
important, and too complicated, to be discussed in a
parenthesis, and I touch on it only so far as is
necessary for purposes of illustration. If the
conciseness and generality of Baron Humboldt's
dissertation had not obliged him in this instance to
content himself with enunciating his conclusion
without discussing the premises, he would doubtless
have recognised that the question cannot be decided
on grounds so simple as those to which he confines
himself. When a person, either by express promise or
by conduct, has encouraged another to rely upon his
continuing to act in a certain way—to build
expectations and calculations, and stake any part of
his plan of life upon that supposition—a new series
of moral obligations arises on his part towards that
person, which may possibly be overruled, but cannot
be ignored. And again, if the relation between two
contracting parties has been followed by
consequences to others; if it has placed third
parties in any peculiar position, or, as in the case
of marriage, has even called third parties into
existence, obligations arise on the part of both the
contracting parties towards those third persons, the
fulfilment of which, or at all events the mode of
fulfilment, must be greatly affected by the
continuance or disruption of the relation between
the original parties to the contract. It does not
follow, nor can I admit, that these obligations
extend to requiring the fulfilment of the contract
at all costs to the happiness of the reluctant
party; but they are a necessary element in the
question; and even if, as Von Humboldt maintains,
they ought to make no difference in the legal
freedom of the parties to release themselves from
the engagement (and I also hold that they ought not
to make much difference), they necessarily
make a great difference in the moral freedom.
A person is bound to take all these circumstances
into account, before resolving on a step which may
affect such important interests of others; and if he
does not allow proper weight to those interests, he
is morally responsible for the wrong. I have made
these obvious remarks for the better illustration of
the general principle of liberty, and not because
they are at all needed on the particular question,
which, on the contrary, is usually discussed as if
the interest of children was everything, and that of
grown persons nothing. |
11 |
| I have already observed that,
owing to the absence of any recognised general
principles, liberty is often granted where it should
be withheld, as well as withheld where it should be
granted; and one of the cases in which, in the
modern European world, the sentiment of liberty is
the strongest, is a case where, in my view, it is
altogether misplaced. A person should be free to do
as he likes in his own concerns; but he ought not to
be free to do as he likes in acting for another,
under the pretext that the affairs of the other are
his own affairs. The State, while it respects the
liberty of each in what specially regards himself,
is bound to maintain a vigilant control over his
exercise of any power which it allows him to possess
over others. This obligation is almost entirely
disregarded in the case of the family relations, a
case, in its direct influence on human happiness,
more important than all others taken together. The
almost despotic power of husbands over wives needs
not be enlarged upon here, because nothing more is
needed for the complete removal of the evil, than
that wives should have the same rights, and should
receive the protection of law in the same manner, as
all other persons; and because, on this subject, the
defenders of established injustice do not avail
themselves of the plea of liberty, but stand forth
openly as the champions of power. It is in the case
of children, that misapplied notions of liberty are
a real obstacle to the fulfilment by the State of
its duties. One would almost think that a man's
children were supposed to be literally, and not
metaphorically, a part of himself, so jealous is
opinion of the smallest interference of law with his
absolute and exclusive control over them; more
jealous than of almost any interference with his own
freedom of action: so much less do the generality of
mankind value liberty than power. Consider, for
example, the case of education. Is it not almost a
self-evident axiom, that the State should require
and compel the education, up to a certain standard,
of every human being who is born its citizen? Yet
who is there that is not afraid to recognise and
assert this truth? Hardly any one indeed will deny
that it is one of the most sacred duties of the
parents (or, as law and usage now stand, the
father), after summoning a human being into the
world, to give to that being an education fitting
him to perform his part well in life towards others
and towards himself. But while this is unanimously
declared to be the father's duty, scarcely anybody,
in this country, will bear to hear of obliging him
to perform it. Instead of his being required to make
any exertion or sacrifice for securing education to
the child, it is left to his choice to accept it or
not when it is provided gratis! It still remains
unrecognised, that to bring a child into existence
without a fair prospect of being able, not only to
provide food for its body, but instruction and
training for its mind, is a moral crime, both
against the unfortunate offspring and against
society; and that if the parent does not fulfil this
obligation, the State ought to see it fulfilled, at
the charge, as far as possible, of the parent. |
12 |
| Were the duty of enforcing
universal education once admitted, there would be an
end to the difficulties about what the State should
teach, and how it should teach, which now convert
the subject into a mere battle-field for sects and
parties, causing the time and labour which should
have been spent in educating, to be wasted in
quarrelling about education. If the government would
make up its mind to require for every child a
good education, it might save itself the trouble of
providing one. It might leave to parents to
obtain the education where and how they pleased, and
content itself with helping to pay the school fees
of the poorer classes of children, and defraying the
entire school expenses of those who have no one else
to pay for them. The objections which are urged with
reason against State education, do not apply to the
enforcement of education by the State, but to the
State's taking upon itself to direct that education:
which is a totally different thing. That the whole
or any large part of the education of the people
should be in State hands, I go as far as any one in
deprecating. All that has been said of the
importance of individuality of character, and
diversity in opinions and modes of conduct,
involves, as of the same unspeakable importance,
diversity of education. A general State education is
a mere contrivance for moulding people to be exactly
like one another: and as the mould in which it casts
them is that which pleases the predominant power in
the government, whether this be a monarch, a
priesthood, an aristocracy, or the majority of the
existing generation, in proportion as it is
efficient and successful, it establishes a despotism
over the mind, leading by natural tendency to one
over the body. An education established and
controlled by the State should only exist, if it
exist at all, as one among many competing
experiments, carried on for the purpose of example
and stimulus, to keep the others up to a certain
standard of excellence. Unless, indeed, when society
in general is in so backward a state that it could
not or would not provide for itself any proper
institutions of education, unless the government
undertook the task: then, indeed, the government
may, as the less of two great evils, take upon
itself the business of schools and universities, as
it may that of joint stock companies, when private
enterprise, in a shape fitted for undertaking great
works of industry, does not exist in the country.
But in general, if the country contains a sufficient
number of persons qualified to provide education
under government auspices, the same persons would be
able and willing to give an equally good education
on the voluntary principle, under the assurance of
remuneration afforded by a law rendering education
compulsory, combined with State aid to those unable
to defray the expense. |
13 |
| The instrument for enforcing
the law could be no other than public examinations,
extending to all children, and beginning at an early
age. An age might be fixed at which every child must
be examined, to ascertain if he (or she) is able to
read. If a child proves unable, the father, unless
he has some sufficient ground of excuse, might be
subjected to a moderate fine, to be worked out, if
necessary, by his labour, and the child might be put
to school at his expense. Once in every year the
examination should be renewed, with a gradually
extending range of subjects, so as to make the
universal acquisition, and what is more, retention,
of a certain minimum of general knowledge, virtually
compulsory. Beyond that minimum, there should be
voluntary examinations on all subjects, at which all
who come up to a certain standard of proficiency
might claim a certificate. To prevent the State from
exercising, through these arrangements, an improper
influence over opinion, the knowledge required for
passing an examination (beyond the merely
instrumental parts of knowledge, such as languages
and their use) should, even in the higher classes of
examinations, be confined to facts and positive
science exclusively. The examinations on religion,
politics, or other disputed topics, should not turn
on the truth or falsehood of opinions, but on the
matter of fact that such and such an opinion is
held, on such grounds, by such authors, or schools,
or churches. Under this system, the rising
generation would be no worse off in regard to all
disputed truths, than they are at present; they
would be brought up either churchmen or dissenters
as they now are, the State merely taking care that
they should be instructed churchmen, or instructed
dissenters. There would be nothing to hinder them
from being taught religion, if their parents chose,
at the same schools where they were taught other
things. All attempts by the State to bias the
conclusions of its citizens on disputed subjects,
are evil; but it may very properly offer to
ascertain and certify that a person possesses the
knowledge, requisite to make his conclusions, on any
given subject, worth attending to. A student of
philosophy would be the better for being able to
stand an examination both in Locke and in Kant,
whichever of the two he takes up with, or even if
with neither: and there is no reasonable objection
to examining an atheist in the evidences of
Christianity, provided he is not required to profess
a belief in them. The examinations, however, in the
higher branches of knowledge should, I conceive, be
entirely voluntary. It would be giving too dangerous
a power to governments, were they allowed to exclude
any one from professions, even from the profession
of teacher, for alleged deficiency of
qualifications: and I think, with Wilhelm von
Humboldt, that degrees, or other public certificates
of scientific or professional acquirements, should
be given to all who present themselves for
examination, and stand the test; but that such
certificates should confer no advantage over
competitors, other than the weight which may be
attached to their testimony by public opinion. |
14 |
| It is not in the matter of
education only, that misplaced notions of liberty
prevent moral obligations on the part of parents
from being recognised, and legal obligations from
being imposed, where there are the strongest grounds
for the former always, and in many cases for the
latter also. The fact itself, of causing the
existence of a human being, is one of the most
responsible actions in the range of human life. To
undertake this responsibility—to bestow a life which
may be either a curse or a blessing—unless the being
on whom it is to be bestowed will have at least the
ordinary chances of a desirable existence, is a
crime against that being. And in a country either
over-peopled or threatened with being so, to produce
children, beyond a very small number, with the
effect of reducing the reward of labour by their
competition, is a serious offence against all who
live by the remuneration of their labour. The laws
which, in many countries on the Continent, forbid
marriage unless the parties can show that they have
the means of supporting a family, do not exceed the
legitimate powers of the State: and whether such
laws be expedient or not (a question mainly
dependent on local circumstances and feelings), they
are not objectionable as violations of liberty. Such
laws are interferences of the State to prohibit a
mischievous act—an act injurious to others, which
ought to be a subject of reprobation, and social
stigma, even when it is not deemed expedient to
superadd legal punishment. Yet the current ideas of
liberty, which bend so easily to real infringements
of the freedom of the individual in things which
concern only himself, would repel the attempt to put
any restraint upon his inclinations when the
consequence of their indulgence is a life or lives
of wretchedness and depravity to the offspring, with
manifold evils to those sufficiently within reach to
be in any way affected by their actions. When we
compare the strange respect of mankind for liberty,
with their strange want of respect for it, we might
imagine that a man had an indispensable right to do
harm to others, and no right at all to please
himself without giving pain to any one. |
15 |
| I have reserved for the last
place a large class of questions respecting the
limits of government interference, which, though
closely connected with the subject of this Essay, do
not, in strictness, belong to it. These are cases in
which the reasons against interference do not turn
upon the principle of liberty: the question is not
about restraining the actions of individuals, but
about helping them: it is asked whether the
government should do, or cause to be done, something
for their benefit, instead of leaving it to be done
by themselves, individually, or in voluntary
combination. |
16 |
| The objections to government
interference, when it is not such as to involve
infringement of liberty, may be of three kinds. |
17 |
| The first is, when the thing to
be done is likely to be better done by individuals
than by the government. Speaking generally, there is
no one so fit to conduct any business, or to
determine how or by whom it shall be conducted, as
those who are personally interested in it. This
principle condemns the interferences, once so
common, of the legislature, or the officers of
government, with the ordinary processes of industry.
But this part of the subject has been sufficiently
enlarged upon by political economists, and is not
particularly related to the principles of this
Essay. |
18 |
| The second objection is more
nearly allied to our subject. In many cases, though
individuals may not do the particular thing so well,
on the average, as the officers of government, it is
nevertheless desirable that it should be done by
them, rather than by the government, as a means to
their own mental education—a mode of strengthening
their active faculties, exercising their judgment,
and giving them a familiar knowledge of the subjects
with which they are thus left to deal. This is a
principal, though not the sole, recommendation of
jury trial (in cases not political); of free and
popular local and municipal institutions; of the
conduct of industrial and philanthropic enterprises
by voluntary associations. These are not questions
of liberty, and are connected with that subject only
by remote tendencies; but they are questions of
development. It belongs to a different occasion from
the present to dwell on these things as parts of
national education; as being, in truth, the peculiar
training of a citizen, the practical part of the
political education of a free people, taking them
out of the narrow circle of personal and family
selfishness, and accustoming them to the
comprehension of joint interests, the management of
joint concerns—habituating them to act from public
or semi-public motives, and guide their conduct by
aims which unite instead of isolating them from one
another. Without these habits and powers, a free
constitution can neither be worked nor preserved; as
is exemplified by the too-often transitory nature of
political freedom in countries where it does not
rest upon a sufficient basis of local liberties. The
management of purely local business by the
localities, and of the great enterprises of industry
by the union of those who voluntarily supply the
pecuniary means, is further recommended by all the
advantages which have been set forth in this Essay
as belonging to individuality of development, and
diversity of modes of action. Government operations
tend to be everywhere alike. With individuals and
voluntary associations, on the contrary, there are
varied experiments, and endless diversity of
experience. What the State can usefully do, is to
make itself a central depository, and active
circulator and diffuser, of the experience resulting
from many trials. Its business is to enable each
experimentalist to benefit by the experiments of
others; instead of tolerating no experiments but its
own. |
19 |
| The third, and most cogent
reason for restricting the interference of
government, is the great evil of adding
unnecessarily to its power. Every function
superadded to those already exercised by the
government, causes its influence over hopes and
fears to be more widely diffused, and converts, more
and more, the active and ambitious part of the
public into hangers-on of the government, or of some
party which aims at becoming the government. If the
roads, the railways, the banks, the insurance
offices, the great joint-stock companies, the
universities, and the public charities, were all of
them branches of the government; if, in addition,
the municipal corporations and local boards, with
all that now devolves on them, became departments of
the central administration; if the employés of all
these different enterprises were appointed and paid
by the government, and looked to the government for
every rise in life; not all the freedom of the press
and popular constitution of the legislature would
make this or any other country free otherwise than
in name. And the evil would be greater, the more
efficiently and scientifically the administrative
machinery was constructed—the more skilful the
arrangements for obtaining the best qualified hands
and heads with which to work it. In England it has
of late been proposed that all the members of the
civil service of government should be selected by
competitive examination, to obtain for those
employments the most intelligent and instructed
persons procurable; and much has been said and
written for and against this proposal. One of the
arguments most insisted on by its opponents, is that
the occupation of a permanent official servant of
the State does not hold out sufficient prospects of
emolument and importance to attract the highest
talents, which will always be able to find a more
inviting career in the professions, or in the
service of companies and other public bodies. One
would not have been surprised if this argument had
been used by the friends of the proposition, as an
answer to its principal difficulty. Coming from the
opponents it is strange enough. What is urged as an
objection is the safety-valve of the proposed
system. If indeed all the high talent of the country
could be drawn into the service of the
government, a proposal tending to bring about that
result might well inspire uneasiness. If every part
of the business of society which required organized
concert, or large and comprehensive views, were in
the hands of the government, and if government
offices were universally filled by the ablest men,
all the enlarged culture and practised intelligence
in the country, except the purely speculative, would
be concentrated in a numerous bureaucracy, to whom
alone the rest of the community would look for all
things: the multitude for direction and dictation in
all they had to do; the able and aspiring for
personal advancement. To be admitted into the ranks
of this bureaucracy, and when admitted, to rise
therein, would be the sole objects of ambition.
Under this régime, not only is the outside public
ill-qualified, for want of practical experience, to
criticize or check the mode of operation of the
bureaucracy, but even if the accidents of despotic
or the natural working of popular institutions
occasionally raise to the summit a ruler or rulers
of reforming inclinations, no reform can be effected
which is contrary to the interest of the
bureaucracy. Such is the melancholy condition of the
Russian empire, as shown in the accounts of those
who have had sufficient opportunity of observation.
The Czar himself is powerless against the
bureaucratic body; he can send any one of them to
Siberia, but he cannot govern without them, or
against their will. On every decree of his they have
a tacit veto, by merely refraining from carrying it
into effect. In countries of more advanced
civilization and of a more insurrectionary spirit,
the public, accustomed to expect everything to be
done for them by the State, or at least to do
nothing for themselves without asking from the State
not only leave to do it, but even how it is to be
done, naturally hold the State responsible for all
evil which befals them, and when the evil exceeds
their amount of patience, they rise against the
government and make what is called a revolution;
whereupon somebody else, with or without legitimate
authority from the nation, vaults into the seat,
issues his orders to the bureaucracy, and everything
goes on much as it did before; the bureaucracy being
unchanged, and nobody else being capable of taking
their place. |
20 |
| A very different spectacle is
exhibited among a people accustomed to transact
their own business. In France, a large part of the
people having been engaged in military service, many
of whom have held at least the rank of
non-commissioned officers, there are in every
popular insurrection several persons competent to
take the lead, and improvise some tolerable plan of
action. What the French are in military affairs, the
Americans are in every kind of civil business; let
them be left without a government, every body of
Americans is able to improvise one, and to carry on
that or any other public business with a sufficient
amount of intelligence, order, and decision. This is
what every free people ought to be: and a people
capable of this is certain to be free; it will never
let itself be enslaved by any man or body of men
because these are able to seize and pull the reins
of the central administration. No bureaucracy can
hope to make such a people as this do or undergo
anything that they do not like. But where everything
is done through the bureaucracy, nothing to which
the bureaucracy is really adverse can be done at
all. The constitution of such countries is an
organization of the experience and practical ability
of the nation, into a disciplined body for the
purpose of governing the rest; and the more perfect
that organization is in itself, the more successful
in drawing to itself and educating for itself the
persons of greatest capacity from all ranks of the
community, the more complete is the bondage of all,
the members of the bureaucracy included. For the
governors are as much the slaves of their
organization and discipline, as the governed are of
the governors. A Chinese mandarin is as much the
tool and creature of a despotism as the humblest
cultivator. An individual Jesuit is to the utmost
degree of abasement the slave of his order, though
the order itself exists for the collective power and
importance of its members. |
21 |
| It is not, also, to be
forgotten, that the absorption of all the principal
ability of the country into the governing body is
fatal, sooner or later, to the mental activity and
progressiveness of the body itself. Banded together
as they are—working a system which, like all
systems, necessarily proceeds in a great measure by
fixed rules—the official body are under the constant
temptation of sinking into indolent routine, or, if
they now and then desert that mill-horse round, of
rushing into some half-examined crudity which has
struck the fancy of some leading member of the
corps: and the sole check to these closely allied,
though seemingly opposite, tendencies, the only
stimulus which can keep the ability of the body
itself up to a high standard, is liability to the
watchful criticism of equal ability outside the
body. It is indispensable, therefore, that the means
should exist, independently of the government, of
forming such ability, and furnishing it with the
opportunities and experience necessary for a correct
judgment of great practical affairs. If we would
possess permanently a skilful and efficient body of
functionaries—above all, a body able to originate
and willing to adopt improvements; if we would not
have our bureaucracy degenerate into a pedantocracy,
this body must not engross all the occupations which
form and cultivate the faculties required for the
government of mankind. |
22 |
| To determine the point at which
evils, so formidable to human freedom and
advancement, begin, or rather at which they begin to
predominate over the benefits attending the
collective application of the force of society,
under its recognised chiefs, for the removal of the
obstacles which stand in the way of its well-being;
to secure as much of the advantages of centralized
power and intelligence, as can be had without
turning into governmental channels too great a
proportion of the general activity—is one of the
most difficult and complicated questions in the art
of government. It is, in a great measure, a question
of detail, in which many and various considerations
must be kept in view, and no absolute rule can be
laid down. But I believe that the practical
principle in which safety resides, the ideal to be
kept in view, the standard by which to test all
arrangements intended for overcoming the difficulty,
may be conveyed in these words: the greatest
dissemination of power consistent with efficiency;
but the greatest possible centralization of
information, and diffusion of it from the centre.
Thus, in municipal administration, there would be,
as in the New England States, a very minute division
among separate officers, chosen by the localities,
of all business which is not better left to the
persons directly interested; but besides this, there
would be, in each department of local affairs, a
central superintendence, forming a branch of the
general government. The organ of this
superintendence would concentrate, as in a focus,
the variety of information and experience derived
from the conduct of that branch of public business
in all the localities, from everything analogous
which is done in foreign countries, and from the
general principles of political science. This
central organ should have a right to know all that
is done, and its special duty should be that of
making the knowledge acquired in one place available
for others. Emancipated from the petty prejudices
and narrow views of a locality by its elevated
position and comprehensive sphere of observation,
its advice would naturally carry much authority; but
its actual power, as a permanent institution,
should, I conceive, be limited to compelling the
local officers to obey the laws laid down for their
guidance. In all things not provided for by general
rules, those officers should be left to their own
judgment, under responsibility to their
constituents. For the violation of rules, they
should be responsible to law, and the rules
themselves should be laid down by the legislature;
the central administrative authority only watching
over their execution, and if they were not properly
carried into effect, appealing, according to the
nature of the case, to the tribunals to enforce the
law, or to the constituencies to dismiss the
functionaries who had not executed it according to
its spirit. Such, in its general conception, is the
central superintendence which the Poor Law Board is
intended to exercise over the administrators of the
Poor Rate throughout the country. Whatever powers
the Board exercises beyond this limit, were right
and necessary in that peculiar case, for the cure of
rooted habits of maladministration in matters deeply
affecting not the localities merely, but the whole
community; since no locality has a moral right to
make itself by mismanagement a nest of pauperism,
necessarily overflowing into other localities, and
impairing the moral and physical condition of the
whole labouring community. The powers of
administrative coercion and subordinate legislation
possessed by the Poor Law Board (but which, owing to
the state of opinion on the subject, are very
scantily exercised by them), though perfectly
justifiable in a case of first-rate national
interest, would be wholly out of place in the
superintendence of interests purely local. But a
central organ of information and instruction for all
the localities, would be equally valuable in all
departments of administration. A government cannot
have too much of the kind of activity which does not
impede, but aids and stimulates, individual exertion
and development. The mischief begins when, instead
of calling forth the activity and powers of
individuals and bodies, it substitutes its own
activity for theirs; when, instead of informing,
advising, and, upon occasion, denouncing, it makes
them work in fetters, or bids them stand aside and
does their work instead of them. The worth of a
State, in the long run, is the worth of the
individuals composing it; and a State which
postpones the interests of their mental
expansion and elevation, to a little more of
administrative skill, or that semblance of it which
practice gives, in the details of business; a State
which dwarfs its men, in order that they may be more
docile instruments in its hands even for beneficial
purposes—will find that with small men no great
thing can really be accomplished; and that the
perfection of machinery to which it has sacrificed
everything, will in the end avail it nothing, for
want of the vital power which, in order that the
machine might work more smoothly, it has preferred
to banish. |
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